New Strategy Aims To Ensure Postoperative Evaluations

From Anesthesia News, October issue by Lynne Peeples

Despite regulatory guidelines that require them, postoperative anesthesia evaluations are often neglected. Ambiguity may arise over which clinician is responsible or patients simply may be hard to track down—either having been discharged without an overnight stay or detained in the physical therapy or radiology departments.

However, a new approach involving an electronic database and a designated resident may help ensure that the potential timesaving, cost-saving and lifesaving evaluations are actually performed. The study is scheduled to be presented at the 2010 annual meeting of the American Society of Anesthesiologists in San Diego (abstract 1307).

CMS Record Retention & Privacy Guidelines

State laws generally govern how long medical records are to be retained.

However, the Health Insurance Portability and Accountability Act (HIPAA) of 1996 administrative simplification rules require a covered entity, such as a physician billing Medicare, to retain required documentation for six years from the date of its creation or the date when it last was in effect, whichever is later. HIPAA requirements preempt State laws if they require shorter periods. Your State may require a longer retention period.

The Centers for Medicare & Medicaid Services (CMS) requires records of providers submitting cost reports to be retained in their original or legally reproduced form for a period of at least 5 years after the closure of the cost report. This requirement applies to hospitals and not physician practices.

CMS requires Medicare managed care program providers to retain records for 10 years.

Privacy must be maintained even after record retention timelines have expired. While the HIPAA Privacy Rule does not include medical record retention requirements, it does require that covered entities apply appropriate administrative, technical, and physical safeguards to protect the privacy of medical records and other protected health information (PHI) for whatever period such information is maintained by a covered entity, including through disposal.

Additional information:

  • Providers/suppliers should maintain a medical record for each Medicare beneficiary that is their patient.
  • Medical records must be accurately written, promptly completed, accessible, properly filed and retained.
  • Using a system of author identification and record maintenance that ensures the integrity of the authentication and protects the security of all record entries is a good practice.
  • The Medicare program does not have requirements for the media formats for medical records. However, the medical record needs to be in its original form or in a legally reproduced form, which may be electronic, so that medical records may be reviewed and audited by authorized entities.
  • Providers must have a medical record system that ensures that the record may be accessed and retrieved promptly.

Providers may want to obtain legal advice concerning record retention after CMS-required time periodshave been met.